WebAct, commonly known as the “Generic Act” was enacted to allow commodity groups to create programs for their commodities under a generic statute. Prior to the Generic Act, many of today’s programs overseen by USDA’s Agricultural Marketing Service (AMS) were established under commodity specific legislation (see . Appendix 1). The Secretary WebAll marketing and sales presentations, advertisements, literature, and communications, and a record documenting that the swap dealer or major swap participant has complied with, or adopted policies and procedures reasonably designed to establish compliance with, all applicable Federal requirements, Commission regulations, and the rules of any …
NFA Interpretation Requiring Approval of Swap …
WebAll marketing and sales presentations, advertisements, literature, and communications, and a record documenting that the swap dealer or major swap participant has complied with, … WebDec 4, 2024 · On December 2, the National Futures Association (NFA) submitted a new Interpretive Notice to the Commodity Futures Trading Commission (CFTC) for … acromiondach
17 CFR § 23.201 - LII / Legal Information Institute
WebOct 25, 2013 · First, CFTC rules governing commodity pool marketing differ in important ways from SEC rules governing hedge fund marketing. On CFTC marketing rules, see “CPO Compliance Series: Marketing and Promotional Materials (Part Two of Three),” Hedge Fund Law Report, Vol. 5, No. 38 (Oct. 4, 2012); on hedge fund marketing, see … WebCustomers and other individuals can report suspicious activities or information, such as possible violations of commodity trading laws, to the Division of Enforcement via a toll-free hotline 866-FON-CFTC (866-366-2382), file a tip or complaint online, or contact the CFTC Whistleblower Office. Whistleblowers are eligible to receive between 10 ... WebCaccese focuses his practice in the areas of investment management, including mutual funds, closed-end funds, registered fund of funds, private funds and separately managed accounts, in addition to advising on investment management and … acromion configuration